We understand that you are not only required to comply with applicable federal regulations and guidance, but also must have Compliance Management Systems in place to provide objective, repeatable processes to ensure compliance.

To support your Compliance Management Systems, ARGO offers decision analytics and process management tools to help you automate activities previously handled by employees and managers. Automation improves processes such as data collection and aggregation, and form or reporting file generation. Support from ARGO also helps you proactively address current and future regulatory requirements affecting ARGO solutions.

Proactive Monitoring

The ARGO Compliance Management Initiative, which consists of a Compliance Program Manager and a dedicated task force, continuously tracks issues to prepare for changes or new requirements that may impact your institution. Task force members attend conferences and seminars, and monitor alerts from agencies and industry associations. They also stay abreast of current, new, and emerging developments that may affect ARGO software solutions.

Impact Assessment

ARGO assesses the potential impact of new regulations or regulatory changes on its products and services, focusing on:

  • Data collection and reporting
  • Disclosure requirements that may change, which in turn, require changes to ARGO solutions
  • Design and documentation

The ARGO team designs enhancements and provides business and technical design documents with detailed descriptions of the enhancements, including impacts to decision trees, databases, and user interfaces. After soliciting feedback, the team develops enhancements to embed compliance support and process automation into ARGO solutions and distributes them to you through version releases or enhancement documentation. Using the documentation, you may embed the enhancements into your applications for systematic enforcement of business rules and federal regulatory requirements.

Custom Business and Technical Designs

ARGO offers compliance consulting services tailored to meet your unique needs. ARGO works with your team on initiatives ranging from time-critical compliance analysis to large-scale software enhancement projects. We create custom software business and technical designs for your developers to code or lead development efforts in partnership with your team.

Ongoing Communications

The compliance team engages with institution peer groups – monitoring, interpreting, and supporting federal regulatory compliance needs within ARGO software products. ARGO communicates regularly with you on these changes through bulletins, peer group conference calls, and individual consultations.